Bamco, Inc.

Form 5500

BAMCO, INC.

30 Baekeland Avenue, Middlesex, Nj 08846 (732) 302-0889 EIN:22-2706064 Plan Admin:Daniel Vaccarella

Year	Plan Name	Participants BOY/EOY	Assets BOY/EOY
2022	Plan NameBAMCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN Plan #004 Participants BOY/EOY124 / 111 Assets BOY/EOY$19,248,950 / $16,681,150	2022	BAMCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN - Plan #004	124 / 111	$19,248,950 / $16,681,150
2022	Plan NameBAMCO, INC. PROFIT SHARING PLAN Plan #002 Participants BOY/EOY69 / 59 Assets BOY/EOY$15,223,134 / $10,481,817	2022	BAMCO, INC. PROFIT SHARING PLAN - Plan #002	69 / 59	$15,223,134 / $10,481,817
2022	Plan NameBAMCO, INC. SHOP & UNION WORKERS 401(K) PLAN Plan #003 Participants BOY/EOY95 / 118 Assets BOY/EOY$1,346,961 / $2,964,573	2022	BAMCO, INC. SHOP & UNION WORKERS 401(K) PLAN - Plan #003	95 / 118	$1,346,961 / $2,964,573
2021	Plan NameBAMCO, INC. PROFIT SHARING PLAN Plan #002 Participants BOY/EOY67 / 69 Assets BOY/EOY$12,671,054 / $15,223,134	2021	BAMCO, INC. PROFIT SHARING PLAN - Plan #002	67 / 69	$12,671,054 / $15,223,134
2021	Plan NameBAMCO, INC. SHOP & UNION WORKERS 401(K) PLAN Plan #003 Participants BOY/EOY107 / 95 Assets BOY/EOY$1,203,072 / $1,346,961	2021	BAMCO, INC. SHOP & UNION WORKERS 401(K) PLAN - Plan #003	107 / 95	$1,203,072 / $1,346,961
2021	Plan NameBAMCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN Plan #004 Participants BOY/EOY119 / 106 Assets BOY/EOY$0 / $0	2021	BAMCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN - Plan #004	119 / 106	$0 / $0
2020	Plan NameBAMCO, INC. PROFIT SHARING PLAN Plan #002 Participants BOY/EOY64 / 67 Assets BOY/EOY$10,699,007 / $12,671,054	2020	BAMCO, INC. PROFIT SHARING PLAN - Plan #002	64 / 67	$10,699,007 / $12,671,054
2020	Plan NameBAMCO, INC. SHOP & UNION WORKERS 401(K) PLAN Plan #003 Participants BOY/EOY73 / 107 Assets BOY/EOY$1,194,666 / $1,203,072	2020	BAMCO, INC. SHOP & UNION WORKERS 401(K) PLAN - Plan #003	73 / 107	$1,194,666 / $1,203,072
2020	Plan NameBAMCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN Plan #004 Participants BOY/EOY118 / 110 Assets BOY/EOY$0 / $0	2020	BAMCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN - Plan #004	118 / 110	$0 / $0
2019	Plan NameBAMCO, INC. PROFIT SHARING PLAN Plan #002 Participants BOY/EOY64 / 64 Assets BOY/EOY$8,543,114 / $10,699,007	2019	BAMCO, INC. PROFIT SHARING PLAN - Plan #002	64 / 64	$8,543,114 / $10,699,007
2019	Plan NameBAMCO, INC. SHOP & UNION WORKERS 401(K) PLAN Plan #003 Participants BOY/EOY73 / 73 Assets BOY/EOY$965,145 / $1,194,666	2019	BAMCO, INC. SHOP & UNION WORKERS 401(K) PLAN - Plan #003	73 / 73	$965,145 / $1,194,666
2019	Plan NameBAMCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN Plan #004 Participants BOY/EOY106 / 104 Assets BOY/EOY$0 / $0	2019	BAMCO, INC. EMPLOYEE STOCK OWNERSHIP PLAN - Plan #004	106 / 104	$0 / $0