Great Elm Capital Management, Inc.

Form 5500

GREAT ELM CAPITAL MANAGEMENT, INC.

800 South Street, Suite 230, Waltham, Ma 02453 (617) 375-3017 EIN:81-2586006 Plan Admin:Brent Pearson

Year	Plan Name	Participants BOY/EOY	Assets BOY/EOY
2022	Plan NameGREAT ELM CAPITAL MANAGEMENT, INC. 401(K) RETIREMENT PLAN Plan #001 Participants BOY/EOY13 / 30 Assets BOY/EOY$2,607,197 / $2,752,851	2022	GREAT ELM CAPITAL MANAGEMENT, INC. 401(K) RETIREMENT PLAN - Plan #001	13 / 30	$2,607,197 / $2,752,851
2021	Plan NameGREAT ELM CAPITAL MANAGEMENT, INC. 401(K) RETIREMENT PLAN Plan #001 Participants BOY/EOY12 / 13 Assets BOY/EOY$1,960,695 / $2,607,197	2021	GREAT ELM CAPITAL MANAGEMENT, INC. 401(K) RETIREMENT PLAN - Plan #001	12 / 13	$1,960,695 / $2,607,197
2020	Plan NameGREAT ELM CAPITAL MANAGEMENT, INC. 401(K) RETIREMENT PLAN Plan #001 Participants BOY/EOY14 / 12 Assets BOY/EOY$1,830,903 / $1,960,695	2020	GREAT ELM CAPITAL MANAGEMENT, INC. 401(K) RETIREMENT PLAN - Plan #001	14 / 12	$1,830,903 / $1,960,695
2019	Plan NameGREAT ELM CAPITAL MANAGEMENT, INC. 401(K) RETIREMENT PLAN Plan #001 Participants BOY/EOY17 / 14 Assets BOY/EOY$1,797,775 / $1,830,903	2019	GREAT ELM CAPITAL MANAGEMENT, INC. 401(K) RETIREMENT PLAN - Plan #001	17 / 14	$1,797,775 / $1,830,903