Apex Clearing Corporation

Form 5500

APEX FINTECH SERVICES, LLC

141 W Jackson Blvd Suite 500, Chicago, Il 60604 (888) 268-6220 EIN:13-2967453 Plan Admin:Agnes Krupa

Year	Plan Name	Participants BOY/EOY	Assets BOY/EOY
2022	Plan NameAPEX FINTECH SERVICES, LLC EMPLOYEE BENEFIT PLAN Plan #501 Participants BOY/EOY542 / 0 Assets BOY/EOY$0 / $0	2022	APEX FINTECH SERVICES, LLC EMPLOYEE BENEFIT PLAN - Plan #501	542 / 0	$0 / $0
2021	Plan NameAPEX CLEARING CORPORATION 401(K) PLAN Plan #001 Participants BOY/EOY440 / 559 Assets BOY/EOY$38,980,996 / $47,914,778	2021	APEX CLEARING CORPORATION 401(K) PLAN - Plan #001	440 / 559	$38,980,996 / $47,914,778
2021	Plan NameAPEX CLEARING CORPORATION EMPLOYEE BENEFIT PLAN Plan #501 Participants BOY/EOY385 / 0 Assets BOY/EOY$0 / $0	2021	APEX CLEARING CORPORATION EMPLOYEE BENEFIT PLAN - Plan #501	385 / 0	$0 / $0
2020	Plan NameAPEX CLEARING CORPORATION 401(K) PLAN Plan #001 Participants BOY/EOY327 / 440 Assets BOY/EOY$28,384,843 / $38,980,996	2020	APEX CLEARING CORPORATION 401(K) PLAN - Plan #001	327 / 440	$28,384,843 / $38,980,996
2020	Plan NameAPEX CLEARING CORPORATION EMPLOYEE BENEFIT PLAN Plan #501 Participants BOY/EOY315 / 0 Assets BOY/EOY$0 / $0	2020	APEX CLEARING CORPORATION EMPLOYEE BENEFIT PLAN - Plan #501	315 / 0	$0 / $0
2019	Plan NameAPEX CLEARING CORPORATION 401(K) PLAN Plan #001 Participants BOY/EOY282 / 327 Assets BOY/EOY$20,515,090 / $28,384,843	2019	APEX CLEARING CORPORATION 401(K) PLAN - Plan #001	282 / 327	$20,515,090 / $28,384,843
2019	Plan NameAPEX CLEARING CORPORATION EMPLOYEE BENEFIT PLAN Plan #501 Participants BOY/EOY240 / 0 Assets BOY/EOY$0 / $0	2019	APEX CLEARING CORPORATION EMPLOYEE BENEFIT PLAN - Plan #501	240 / 0	$0 / $0