Nasd Regulation, Inc.

Florida
Registered In
12/10/1996
Incorp. Date
Foreign
Registration Type
Delaware
Foreign Jurisdiction

Company Summary

Nasd Regulation, Inc. at 1735 K ST Nw, Washington, Dc 20006 lists Brown Ellyn R of Washington, DC and Brueckner Richard F of Jersey City, NJ as associates.

Overview

Registered In
Florida
Incorporation Date
Company Type
Foreign Profit
Status
Inactive
Registration Type
Foreign
Foreign Jurisdiction
Delaware
EIN
52-1959501
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People

Brown Ellyn R Director
1899 L ST STE 500, WASHINGTON, DC 20036
Brueckner Richard F Director
ONE PERSHING PLZ, JERSEY CITY, NJ
Birnbaum Robert J Director
313 BEDFORD RD, RIDGEWOOD, NJ 07450
Bradford James C Director
330 COMMERCE ST, NASHVILLE, TN 37201
Allen James R Treasurer
1735 K ST NW, WASHINGTON, DC
Schapiro Mary L Director/President
1735 K ST NW, WASHINGTON, DC 20006

Map & Locations

1735 K ST NW, WASHINGTON, DC 20006 View Map
15201 DIAMONDBACK DRIVE FINANCE DEPARTMENT, ROCKVILLE, MD 20850 (Mailing) View Map

Financials

Financial Information for Nasd Regulation, Inc.

Form 990

FINRA REGULATION INC

9509 Key West Ave, Rockville, Md 20850-3329 EIN:52-1959501 Deductibility:Contributions are not deductible Classification:Business League
Year # of Emps Contributions Revenue Expenses Assets EOY Liabilities
2022 # of Emps0 Contributions$0 Revenue$1,039,482,542 Expenses$693,480,189 Assets EOY$30,977,462 Liabilities$149,309,229 2022 0 $0 $1,039,482,542 $693,480,189 $30,977,462 $149,309,229
2021 # of Emps0 Contributions$0 Revenue$1,138,654,783 Expenses$668,437,890 Assets EOY$51,636,831 Liabilities$141,094,362 2021 0 $0 $1,138,654,783 $668,437,890 $51,636,831 $141,094,362
2020 # of Emps0 Contributions$0 Revenue$964,459,237 Expenses$634,634,476 Assets EOY$68,166,800 Liabilities$131,853,072 2020 0 $0 $964,459,237 $634,634,476 $68,166,800 $131,853,072
2019 # of Emps0 Contributions$0 Revenue$805,372,686 Expenses$665,104,315 Assets EOY$31,398,219 Liabilities$138,416,296 2019 0 $0 $805,372,686 $665,104,315 $31,398,219 $138,416,296
2018 # of Emps0 Contributions$0 Revenue$818,795,285 Expenses$664,455,500 Assets EOY$49,311,804 Liabilities$151,407,763 2018 0 $0 $818,795,285 $664,455,500 $49,311,804 $151,407,763
Tax Returns based on Form 990 & 990N.

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Sources

The following government agencies have contributed data:

• Florida Department of State • Internal Revenue Service
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