Rothschild & Co North America Inc.

Form 5500

ROTHSCHILD & CO. NORTH AMERICA INC.

1251 Avenue Of The Americas, 34th F, New York, Nc 10020 (212) 403-5000 EIN:13-3438524 Plan Admin:John Carroll

Year	Plan Name	Participants BOY/EOY	Assets BOY/EOY
2022	Plan NameROTHSCHILD & CO NORTH AMERICA, INC. 401(K) AND PROFIT SHARING PLAN Plan #002 Participants BOY/EOY650 / 733 Assets BOY/EOY$120,456,921 / $105,913,967	2022	ROTHSCHILD & CO NORTH AMERICA, INC. 401(K) AND PROFIT SHARING PLAN - Plan #002	650 / 733	$120,456,921 / $105,913,967
2022	Plan NameROTHSCHILD NORTH AMERICA INC. WELFARE BENEFIT AND CAFETERIA PLAN Plan #501 Participants BOY/EOY366 / 0 Assets BOY/EOY$0 / $0	2022	ROTHSCHILD NORTH AMERICA INC. WELFARE BENEFIT AND CAFETERIA PLAN - Plan #501	366 / 0	$0 / $0
2022	Plan NameROTHSCHILD NORTH AMERICA INC. EMPLOYEE STOCK OWNERSHIP PLAN Plan #003 Participants BOY/EOY21 / 20 Assets BOY/EOY$0 / $0	2022	ROTHSCHILD NORTH AMERICA INC. EMPLOYEE STOCK OWNERSHIP PLAN - Plan #003	21 / 20	$0 / $0
2021	Plan NameROTHSCHILD & CO NORTH AMERICA, INC. 401(K) AND PROFIT SHARING PLAN Plan #002 Participants BOY/EOY643 / 650 Assets BOY/EOY$99,884,326 / $120,456,921	2021	ROTHSCHILD & CO NORTH AMERICA, INC. 401(K) AND PROFIT SHARING PLAN - Plan #002	643 / 650	$99,884,326 / $120,456,921
2021	Plan NameROTHSCHILD NORTH AMERICA INC. EMPLOYEE STOCK OWNERSHIP PLAN Plan #003 Participants BOY/EOY21 / 21 Assets BOY/EOY$0 / $0	2021	ROTHSCHILD NORTH AMERICA INC. EMPLOYEE STOCK OWNERSHIP PLAN - Plan #003	21 / 21	$0 / $0
2021	Plan NameROTHSCHILD NORTH AMERICA INC. WELFARE BENEFIT AND CAFETERIA PLAN Plan #501 Participants BOY/EOY368 / 0 Assets BOY/EOY$0 / $0	2021	ROTHSCHILD NORTH AMERICA INC. WELFARE BENEFIT AND CAFETERIA PLAN - Plan #501	368 / 0	$0 / $0
2020	Plan NameROTHSCHILD & CO NORTH AMERICA, INC. 401(K) AND PROFIT SHARING PLAN Plan #002 Participants BOY/EOY675 / 643 Assets BOY/EOY$86,994,899 / $99,884,326	2020	ROTHSCHILD & CO NORTH AMERICA, INC. 401(K) AND PROFIT SHARING PLAN - Plan #002	675 / 643	$86,994,899 / $99,884,326
2020	Plan NameROTHSCHILD NORTH AMERICA INC. WELFARE BENEFIT AND CAFETERIA PLAN Plan #501 Participants BOY/EOY343 / 0 Assets BOY/EOY$0 / $0	2020	ROTHSCHILD NORTH AMERICA INC. WELFARE BENEFIT AND CAFETERIA PLAN - Plan #501	343 / 0	$0 / $0
2020	Plan NameROTHSCHILD NORTH AMERICA INC. EMPLOYEE STOCK OWNERSHIP PLAN Plan #003 Participants BOY/EOY21 / 21 Assets BOY/EOY$0 / $0	2020	ROTHSCHILD NORTH AMERICA INC. EMPLOYEE STOCK OWNERSHIP PLAN - Plan #003	21 / 21	$0 / $0
2019	Plan NameROTHSCHILD NORTH AMERICA, INC. 401(K) AND PROFIT SHARING PLAN Plan #002 Participants BOY/EOY594 / 675 Assets BOY/EOY$72,319,238 / $86,994,899	2019	ROTHSCHILD NORTH AMERICA, INC. 401(K) AND PROFIT SHARING PLAN - Plan #002	594 / 675	$72,319,238 / $86,994,899
2019	Plan NameROTHSCHILD NORTH AMERICA INC. EMPLOYEE STOCK OWNERSHIP PLAN Plan #003 Participants BOY/EOY21 / 21 Assets BOY/EOY$0 / $0	2019	ROTHSCHILD NORTH AMERICA INC. EMPLOYEE STOCK OWNERSHIP PLAN - Plan #003	21 / 21	$0 / $0
2019	Plan NameROTHSCHILD NORTH AMERICA INC. WELFARE BENEFIT AND CAFETERIA PLAN Plan #501 Participants BOY/EOY310 / 0 Assets BOY/EOY$0 / $0	2019	ROTHSCHILD NORTH AMERICA INC. WELFARE BENEFIT AND CAFETERIA PLAN - Plan #501	310 / 0	$0 / $0