Woodruff-Sawyer & CO.

Form 5500

WOODRUFF-SAWYER AND COMPANY

50 California Street 12th Floor, San Francisco, Ca 94111 (415) 399-6340 EIN:94-1625126 Plan Admin:Michael Cunha

Year	Plan Name	Participants BOY/EOY	Assets BOY/EOY
2023	Plan NameGROUP WELFARE BENEFIT PLAN Plan #501 Participants BOY/EOY512 / 0 Assets BOY/EOY$0 / $0	2023	GROUP WELFARE BENEFIT PLAN - Plan #501	512 / 0	$0 / $0
2022	Plan NameWOODRUFF-SAWYER & CO. PROFIT-SHARING AND PRE-TAX SAVINGS PLAN Plan #002 Participants BOY/EOY689 / 768 Assets BOY/EOY$132,758,956 / $110,374,544	2022	WOODRUFF-SAWYER & CO. PROFIT-SHARING AND PRE-TAX SAVINGS PLAN - Plan #002	689 / 768	$132,758,956 / $110,374,544
2022	Plan NameWOODRUFF-SAWYER & CO. EMPLOYEE STOCK OWNERSHIP PLAN Plan #003 Participants BOY/EOY626 / 541 Assets BOY/EOY$109,948,486 / $101,880,254	2022	WOODRUFF-SAWYER & CO. EMPLOYEE STOCK OWNERSHIP PLAN - Plan #003	626 / 541	$109,948,486 / $101,880,254
2022	Plan NameGROUP WELFARE BENEFIT PLAN Plan #501 Participants BOY/EOY441 / 0 Assets BOY/EOY$0 / $0	2022	GROUP WELFARE BENEFIT PLAN - Plan #501	441 / 0	$0 / $0
2021	Plan NameWOODRUFF-SAWYER & CO. PROFIT-SHARING AND PRE-TAX SAVINGS PLAN Plan #002 Participants BOY/EOY639 / 687 Assets BOY/EOY$122,610,945 / $132,758,956	2021	WOODRUFF-SAWYER & CO. PROFIT-SHARING AND PRE-TAX SAVINGS PLAN - Plan #002	639 / 687	$122,610,945 / $132,758,956
2021	Plan NameWOODRUFF-SAWYER & CO. EMPLOYEE STOCK OWNERSHIP PLAN Plan #003 Participants BOY/EOY580 / 523 Assets BOY/EOY$64,185,782 / $109,948,486	2021	WOODRUFF-SAWYER & CO. EMPLOYEE STOCK OWNERSHIP PLAN - Plan #003	580 / 523	$64,185,782 / $109,948,486
2021	Plan NameGROUP WELFARE BENEFIT PLAN Plan #501 Participants BOY/EOY520 / 0 Assets BOY/EOY$0 / $0	2021	GROUP WELFARE BENEFIT PLAN - Plan #501	520 / 0	$0 / $0
2020	Plan NameWOODRUFF-SAWYER & CO. PROFIT SHARING AND PRE-TAX SAVINGS PLAN Plan #002 Participants BOY/EOY659 / 639 Assets BOY/EOY$105,480,288 / $122,610,945	2020	WOODRUFF-SAWYER & CO. PROFIT SHARING AND PRE-TAX SAVINGS PLAN - Plan #002	659 / 639	$105,480,288 / $122,610,945
2020	Plan NameWOODRUFF-SAWYER & CO. EMPLOYEE STOCK OWNERSHIP PLAN Plan #003 Participants BOY/EOY600 / 518 Assets BOY/EOY$56,453,808 / $64,185,782	2020	WOODRUFF-SAWYER & CO. EMPLOYEE STOCK OWNERSHIP PLAN - Plan #003	600 / 518	$56,453,808 / $64,185,782
2020	Plan NameGROUP WELFARE BENEFIT PLAN Plan #501 Participants BOY/EOY448 / 0 Assets BOY/EOY$0 / $0	2020	GROUP WELFARE BENEFIT PLAN - Plan #501	448 / 0	$0 / $0
2019	Plan NameWOODRUFF-SAWYER & CO. PROFIT SHARING AND PRE-TAX SAVINGS PLAN Plan #002 Participants BOY/EOY561 / 659 Assets BOY/EOY$85,665,837 / $105,480,288	2019	WOODRUFF-SAWYER & CO. PROFIT SHARING AND PRE-TAX SAVINGS PLAN - Plan #002	561 / 659	$85,665,837 / $105,480,288
2019	Plan NameWOODRUFF-SAWYER & CO. EMPLOYEE STOCK OWNERSHIP PLAN Plan #003 Participants BOY/EOY561 / 500 Assets BOY/EOY$48,058,302 / $56,453,808	2019	WOODRUFF-SAWYER & CO. EMPLOYEE STOCK OWNERSHIP PLAN - Plan #003	561 / 500	$48,058,302 / $56,453,808
2019	Plan NameGROUP WELFARE BENEFIT PLAN Plan #501 Participants BOY/EOY466 / 0 Assets BOY/EOY$0 / $0	2019	GROUP WELFARE BENEFIT PLAN - Plan #501	466 / 0	$0 / $0