The Compliance Department Inc.

Form 5500

THE COMPLIANCE DEPARTMENT INC.

188 Inverness Drive West, Suite 100, Centennial, Co 80112 (303) 339-9870 EIN:47-0884177 Plan Admin:Chester Hebert

Year	Plan Name	Participants BOY/EOY	Assets BOY/EOY
2023	Plan NameTHE COMPLIANCE DEPARTMENT 401(K) PLAN Plan #001 Participants BOY/EOY13 / 7 Assets BOY/EOY$909,637 / $1,066,756	2023	THE COMPLIANCE DEPARTMENT 401(K) PLAN - Plan #001	13 / 7	$909,637 / $1,066,756
2022	Plan NameTHE COMPLIANCE DEPARTMENT 401(K) PLAN Plan #001 Participants BOY/EOY14 / 13 Assets BOY/EOY$977,906 / $909,637	2022	THE COMPLIANCE DEPARTMENT 401(K) PLAN - Plan #001	14 / 13	$977,906 / $909,637
2021	Plan NameTHE COMPLIANCE DEPARTMENT 401(K) PLAN Plan #001 Participants BOY/EOY13 / 12 Assets BOY/EOY$760,961 / $977,906	2021	THE COMPLIANCE DEPARTMENT 401(K) PLAN - Plan #001	13 / 12	$760,961 / $977,906
2020	Plan NameTHE COMPLIANCE DEPARTMENT 401(K) PLAN Plan #001 Participants BOY/EOY10 / 12 Assets BOY/EOY$708,822 / $760,961	2020	THE COMPLIANCE DEPARTMENT 401(K) PLAN - Plan #001	10 / 12	$708,822 / $760,961
2019	Plan NameTHE COMPLIANCE DEPARTMENT 401(K) PLAN Plan #001 Participants BOY/EOY9 / 10 Assets BOY/EOY$458,160 / $708,822	2019	THE COMPLIANCE DEPARTMENT 401(K) PLAN - Plan #001	9 / 10	$458,160 / $708,822