Roth Capital Partners, LLC

California
Registered In
01/10/2001
Incorp. Date

Company Summary

Roth Capital Partners, LLC at 888 San Clemente Dr Ph, Newport Beach, Ca 92660 lists Byron Roth of Miami Beach, FL and Gordon J Roth of Dana Point, CA.

Overview

Registered In
California
Incorporation Date
Company Type
Limited Liability Company - Ca
Status
Active
Registration Type
Domestic
Find Social Profiles
Search Other Resources

People

Richard L Platt Individual Agent
888 SAN CLEMENTE DR PH, NEWPORT BEACH, CA 92660
Byron Roth CEO
40 LAGORCE CIR, MIAMI BEACH, FL 33414
Gordon J Roth Manager
189 MONARCH BAY, DANA POINT, CA 92660 (View Past Addresses)
Byron Roth Manager
40 LAGORCE CIR, MIAMI BEACH, FL 33414 (View Past Addresses)
Showing current associates only (4 of 7 total associates). Create a free account to see the full associate history

Map & Locations

888 SAN CLEMENTE DR PH, NEWPORT BEACH, CA 92660 View Map

Financials

Financial Information for Roth Capital Partners, LLC

Form 5500

ROTH CAPITAL PARTNERS, LLC

888 San Clemente Drive, Newport Beach, Ca 92660 (949) 720-5700 EIN:33-0947643 Plan Admin:Kathleen Diaz
Year Plan Name Participants BOY/EOY Assets BOY/EOY
2022 Plan NameROTH CAPITAL PARTNERS, LLC 401(K) PLAN Plan #001 Participants BOY/EOY193 / 257 Assets BOY/EOY$32,771,161 / $45,454,761 2022 ROTH CAPITAL PARTNERS, LLC 401(K) PLAN - Plan #001 193 / 257 $32,771,161 / $45,454,761
2022 Plan NameROTH CAPITAL PARTNERS EMPLOYEE BENEFITS PLAN Plan #501 Participants BOY/EOY154 / 0 Assets BOY/EOY$0 / $0 2022 ROTH CAPITAL PARTNERS EMPLOYEE BENEFITS PLAN - Plan #501 154 / 0 $0 / $0
2021 Plan NameROTH CAPITAL PARTNERS, LLC 401(K) PLAN Plan #001 Participants BOY/EOY180 / 193 Assets BOY/EOY$40,241,884 / $32,771,161 2021 ROTH CAPITAL PARTNERS, LLC 401(K) PLAN - Plan #001 180 / 193 $40,241,884 / $32,771,161
2021 Plan NameROTH CAPITAL PARTNERS EMPLOYEE BENEFITS PLAN Plan #501 Participants BOY/EOY141 / 0 Assets BOY/EOY$0 / $0 2021 ROTH CAPITAL PARTNERS EMPLOYEE BENEFITS PLAN - Plan #501 141 / 0 $0 / $0
2020 Plan NameROTH CAPITAL PARTNERS, LLC 401(K) PLAN Plan #001 Participants BOY/EOY185 / 180 Assets BOY/EOY$28,765,226 / $40,241,884 2020 ROTH CAPITAL PARTNERS, LLC 401(K) PLAN - Plan #001 185 / 180 $28,765,226 / $40,241,884
2020 Plan NameROTH CAPITAL PARTNERS EMPLOYEE BENEFITS PLAN Plan #501 Participants BOY/EOY131 / 0 Assets BOY/EOY$0 / $0 2020 ROTH CAPITAL PARTNERS EMPLOYEE BENEFITS PLAN - Plan #501 131 / 0 $0 / $0
2019 Plan NameROTH CAPITAL PARTNERS, LLC 401(K) PLAN Plan #001 Participants BOY/EOY169 / 185 Assets BOY/EOY$28,720,463 / $28,765,226 2019 ROTH CAPITAL PARTNERS, LLC 401(K) PLAN - Plan #001 169 / 185 $28,720,463 / $28,765,226
2019 Plan NameROTH CAPITAL PARTNERS EMPLOYEE BENEFITS PLAN Plan #501 Participants BOY/EOY130 / 0 Assets BOY/EOY$0 / $0 2019 ROTH CAPITAL PARTNERS EMPLOYEE BENEFITS PLAN - Plan #501 130 / 0 $0 / $0
Benefit & Retirement Plans based on Form 5500.
PPP Loans

ROTH CAPITAL PARTNERS, LLC

888 San Clemente Dr, Suite 400, Newport Beach, CA 92660-6300
Loan Date Approved Forgiven Lender Jobs
08/04/2020 Approved$1,750,000 Forgiven$1,772,342 LenderZions Bank, A Division of Jobs150 08/04/2020 $1,750,000 $1,772,342 Zions Bank, A Division of 150
PPP Loans based on Paycheck Protection Program.

Linked Companies

Related Business Names:
Roth Capital Partners LLC Registered in New Jersey
View Report
Roth Capital Partners-Catamount, LLC Registered in California
Beach, CA Newport Beach, CA View Report
Roth Capital Partners, LLC Registered in Washington
Newport Beach, CA Olympia, WA View Report
Roth Capital Partners, LLC Registered in Nevada
Las Vegas, NV View Report
Roth Capital Partners, LLC Registered in Utah
Newport Beach, CA Salt Lake City, UT View Report
Roth Capital Partners LLC Registered in Connecticut
Simsbury, CT View Report
Roth Capital Partners, LLC Registered in Florida
Newport Beach, CA View Report
Person/City Match:Richard L Platt - Newport Beach, CA
Cr Financial Holdings, Inc. Registered in California
San Diego, CA Miami Beach, FL (1 more) View Report
Cruttenden Roth Holdings, Inc. Registered in California
Newport Beach, CA View Report
Golden State Asset Management, Inc. Registered in California
Newport Beach, CA View Report
Talley, Mcneil & Co., Inc. Registered in California
Newport Beach, CA View Report
Roth Capital Partners, Inc. Registered in California
Newport Beach, CA View Report
Person/City Match:Byron Roth - Miami Beach, FL
Byron Roth LLC Registered in Florida
Miami Beach, FL View Report
Eight is Awesome, LLC Registered in California
Glendale, CA Miami Beach, FL (1 more) View Report
Love Boat 8 LLC Registered in Florida
Miami Beach, FL View Report
Waco Limited, LLC Registered in California
Miami Beach, FL Newport Beach, CA (1 more) View Report
Roth Ch Acquisition II CO. Registered in California
Newport Beach, CA View Report
Person/City Match:Gordon J Roth - Dana Point, CA
Gvi, LLC Registered in California
Newport Beach, CA Beach, CA View Report
Rcp Ac, LLC Registered in California
Dana Point, CA Newport Beach, CA (2 more) View Report

Sources

The following government agencies have contributed data:

• California Secretary of State • U.S. Department of Labor • U.S. Small Business Administration
Have questions?
You can easily find answers to common questions on the Frequently Asked Questions page.
IncTrace, LLC is not a consumer reporting agency as defined by the Fair Credit Reporting Act, 15 USC § 1681 et seq, (“FCRA”). We prohibit the use of this website or any information derived from it to make any determinations regarding employment, consumer credit, insurance, tenant screening, or any other purpose that would require FCRA compliance.
© 2025 IncTrace, LLC
Delaware, United States