Upgrade Corporation

Form 5500

UPGRADE, INC.

275 Battery Street 23rd Floor, San Francisco, Ca 94111 (408) 655-6460 EIN:81-2807376 Plan Admin:Nauzaneen Mostofi

Year	Plan Name	Participants BOY/EOY	Assets BOY/EOY
2023	Plan NameUPGRADE, INC. EMPLOYEE BENEFITS PLAN Plan #501 Participants BOY/EOY1,258 / 0 Assets BOY/EOY$0 / $0	2023	UPGRADE, INC. EMPLOYEE BENEFITS PLAN - Plan #501	1,258 / 0	$0 / $0
2022	Plan NameUPGRADE INC. 401(K) PLAN Plan #002 Participants BOY/EOY556 / 1,229 Assets BOY/EOY$0 / $15,129,879	2022	UPGRADE INC. 401(K) PLAN - Plan #002	556 / 1,229	$0 / $15,129,879
2022	Plan NameFORUS 401(K) Plan #001 Participants BOY/EOY830 / 0 Assets BOY/EOY$10,070,047 / $0	2022	FORUS 401(K) - Plan #001	830 / 0	$10,070,047 / $0
2022	Plan NameUPGRADE, INC. EMPLOYEE BENEFITS PLAN Plan #501 Participants BOY/EOY735 / 0 Assets BOY/EOY$0 / $0	2022	UPGRADE, INC. EMPLOYEE BENEFITS PLAN - Plan #501	735 / 0	$0 / $0
2021	Plan NameFORUS 401(K) Plan #001 Participants BOY/EOY425 / 830 Assets BOY/EOY$6,147,798 / $10,070,047	2021	FORUS 401(K) - Plan #001	425 / 830	$6,147,798 / $10,070,047
2021	Plan NameUPGRADE, INC. EMPLOYEE BENEFITS PLAN Plan #501 Participants BOY/EOY354 / 0 Assets BOY/EOY$0 / $0	2021	UPGRADE, INC. EMPLOYEE BENEFITS PLAN - Plan #501	354 / 0	$0 / $0
2020	Plan NameFORUS 401(K) Plan #001 Participants BOY/EOY311 / 390 Assets BOY/EOY$3,410,803 / $6,147,798	2020	FORUS 401(K) - Plan #001	311 / 390	$3,410,803 / $6,147,798
2020	Plan NameUPGRADE, INC. EMPLOYEE BENEFITS PLAN Plan #501 Participants BOY/EOY236 / 0 Assets BOY/EOY$0 / $0	2020	UPGRADE, INC. EMPLOYEE BENEFITS PLAN - Plan #501	236 / 0	$0 / $0
2019	Plan NameFORUS 401(K) Plan #001 Participants BOY/EOY280 / 259 Assets BOY/EOY$1,302,360 / $3,410,803	2019	FORUS 401(K) - Plan #001	280 / 259	$1,302,360 / $3,410,803
2019	Plan NameUPGRADE, INC. EMPLOYEE BENEFITS PLAN Plan #501 Participants BOY/EOY269 / 0 Assets BOY/EOY$0 / $0	2019	UPGRADE, INC. EMPLOYEE BENEFITS PLAN - Plan #501	269 / 0	$0 / $0