Purshe Kaplan Sterling Investments, Inc.

Form 5500

PURSHE KAPLAN STERLING INVESTMENTS, INC.

80 State Street, Albany, Ny 12207 (518) 436-3536 EIN:13-3749682 Plan Admin:John Peter Purcell

Year	Plan Name	Participants BOY/EOY	Assets BOY/EOY
2022	Plan NamePURSHE KAPLAN STERLING 401(K) PROFIT SHARING PLAN Plan #001 Participants BOY/EOY127 / 129 Assets BOY/EOY$12,222,505 / $9,896,782	2022	PURSHE KAPLAN STERLING 401(K) PROFIT SHARING PLAN - Plan #001	127 / 129	$12,222,505 / $9,896,782
2021	Plan NamePURSHE KAPLAN STERLING 401(K) PROFIT SHARING PLAN Plan #001 Participants BOY/EOY134 / 125 Assets BOY/EOY$11,063,035 / $12,222,505	2021	PURSHE KAPLAN STERLING 401(K) PROFIT SHARING PLAN - Plan #001	134 / 125	$11,063,035 / $12,222,505
2020	Plan NamePURSHE KAPLAN STERLING 401(K) PROFIT SHARING PLAN Plan #001 Participants BOY/EOY116 / 123 Assets BOY/EOY$13,372,347 / $11,063,035	2020	PURSHE KAPLAN STERLING 401(K) PROFIT SHARING PLAN - Plan #001	116 / 123	$13,372,347 / $11,063,035
2019	Plan NamePURSHE KAPLAN STERLING 401(K) PROFIT SHARING PLAN Plan #001 Participants BOY/EOY127 / 115 Assets BOY/EOY$10,639,987 / $13,372,347	2019	PURSHE KAPLAN STERLING 401(K) PROFIT SHARING PLAN - Plan #001	127 / 115	$10,639,987 / $13,372,347